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FHLBNY Collateral Pledge Forms

 

Documents that are labeled with * are available in Microsoft Excel format. Documents that are labeled with ** are available in Microsoft Word format. All other Documents are in Adobe PDF format. Adobe Acrobat Reader is required to view PDF files.

 

Third Party Pledge Forms
COL-011	Steps For New Applicant Enrollment in the FHLBNY File Transfer Service
COL-101	Revised Subsidiary/Affiliate Representations and Warranties
COL-129	Ongoing Member Disclosure of Third Party Structures
COL-130	Subsidiary/Affiliate Questionnaire
COL-131	Schedule of Customer Subsidiary/Affiliate Structures
COL-132	OTS Schedule CSS – Subordinate Organization Schedule
COL-133	Net Equity Worksheet to Determine the Pledge Limit of Subsidiary/Affiliate Collateral
COL-134	Non Pledge of Subsidiary Assets Net Equity Worksheet
COL-139	UCC-1 Filing Information Request Form
COL-143	Collateral Assurance Letter**

 

Multi/CRE Pledge Forms
COL-125	Pledge Proposal Application: Secondary and/or ORER Collateral
COL-126	Customer Guidelines For Other Real Estate Related (ORER) Collateral Pledge Proposals
COL-127	Customer Guidelines For Secondary Mortgage Collateral Pledge Proposals
COL-128	Checklist for Submission of Individual Loans of $25MM or More for Proposed Approval
COL-140	Steps for Allowing the Pledging of Income-Producing Loans Secured By Two or More Non-Contiguous Properties
COL-141	Sample Format for Pledging Two or More Non-Contiguous Income Producing Properties*
COL-142	Submission Form to Request Approval to Pledge Income-Producing Loans Secured By Two or More Non-Contiguous Properties
COL-144	Submission Form to Request Approval of Participation/Syndication Loans Checklist

 

If you need assistance with these forms or agreements, please contact a Calling Officer at 212-441-6700.

 

 

Links of Interest

• HLB Bulletin No. 004: Revisions to Collateral Guidelines (9/2009)
• File Transfer Service Update, Effective as of November 2008
• HLB Bulletin No. 003: Revisions to Collateral Guidelines (11/2008)
• Frequently Asked Questions About Collateral at The HLB
• Responsible Lending Policy for Collateral